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HAMMERSON PLC - TR-1: Standard form for notification of major holdings

Release Date: 16/05/2019 15:35
Code(s): HMN     PDF:  
 
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TR-1: Standard form for notification of major holdings

Hammerson plc
(Incorporated in England and Wales)
(Company number 360632)
LSE share code: HMSO JSE share code: HMN
ISIN: GB0004065016
(“Hammerson” or “the Company”)

TR-1: Standard form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft
Word format if possible)i

1a. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are                                     Hammerson Plc
attachedii:
1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate)
UK issuer                                                                                                            X

2. Reason for the notification (please mark the appropriate box or boxes with an “X”)

An acquisition or disposal of voting rights                                                                          X

An acquisition or disposal of financial instruments                                                                  X

An event changing the breakdown of voting rights

Other (please specify)iii:

3. Details of person subject to the notification obligationiv
Name                                                         Barclays Plc
City and country of registered office (if applicable)        London , United Kingdom

4. Full name of shareholder(s) (if different from 3.)v

Name

City and country of registered office (if applicable)

5. Date on which the threshold was crossed or
                                                             13 May 2019
reachedvi:

6. Date on which issuer notified (DD/MM/YYYY):               15 May 2019

7. Total positions of person(s) subject to the notification obligation

                             % of voting rights    % of voting rights       Total of both in %    Total number of
                             attached to shares   through financial in-        (8.A + 8.B)        voting rights of
                                (total of 8. A)                  struments                                             issuervii
                                                          (total of 8.B 1 + 8.B 2)
Resulting situation
on the date on which
                                    0.094                           5.867                          5.961                   766,293,613
threshold was
crossed or reached
Position of previous          Below the lowest              Below the lowest               Below the lowest
notification (if             applicable threshold          applicable threshold           applicable threshold
applicable)

  8. Notified details of the resulting situation on the date on which the threshold was crossed or
  reachedviii
  A: Voting rights attached to shares
  Class/type of                Number of voting rightsix                                 % of voting rights
  shares
  ISIN code (if possible)              Direct                      Indirect                        Direct                          Indirect
                                   (Art 9 of Directive         (Art 10 of Directive           (Art 9 of Directive           (Art 10 of Directive
                                2004/109/EC) (DTR5.1)            2004/109/EC)              2004/109/EC) (DTR5.1)              2004/109/EC)
                                                                   (DTR5.2.1)                                                   (DTR5.2.1)
                                      612,750
      GB0004065016                                                 116,437                         0.078                            0.015

  SUBTOTAL 8. A                                        729,187                                                  0.094



  B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
                                                                                      Number of voting rights
  Type of financial            Expiration         Exercise/                           that may be acquired if
                                                                                                                        % of voting rights
  instrument                   datex              Conversion Periodxi                 the instrument is
                                                                                      exercised/converted.
  Right to recall (Loan)       NA                 NA                                  700,000                           0.091
  Right to recall (Collat-
                               NA                 NA                                  38,956,139                        5.084
  eral)
                                                  SUBTOTAL 8. B 1                     39,656,139                        5.175



  B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive
  2004/109/EC (DTR5.3.1.1 (b))
                                                  Exercise/               Physical or
  Type of financial     Expiration                                                                 Number of
                                                  Conversion              cash                                          % of voting rights
  instrument            datex                                                                      voting rights
                                                  Period xi               settlementxii
          CFD                     NA                      NA                      Cash                     4,104,594                0.536
      Equity Swap             10/09/2020                  NA                      Cash                        15,600                0.002
      Equity Swap             09/09/2020                  NA                      Cash                        15,700                0.002
      Equity Swap             08/09/2020                  NA                      Cash                        15,700                0.002
      Equity Swap             07/09/2020                  NA                      Cash                        15,700                0.002
      Equity Swap             04/09/2020                  NA                      Cash                        15,700                0.002
     Portfolio Swap           04/10/2019                  NA                      Cash                         5188                 0.000
     Portfolio Swap         18/10/2019               NA                  Cash                       7476               0.001
     Portfolio Swap         18/11/2019               NA                  Cash                     105431               0.014
     Portfolio Swap         21/10/2019               NA                  Cash                       3226               0.000
     Portfolio Swap         17/10/2019               NA                  Cash                       9751               0.001
     Portfolio Swap         12/08/2019               NA                  Cash                     589323               0.077
     Portfolio Swap         01/05/2020               NA                  Cash                     148591               0.019
     Portfolio Swap         06/01/2020               NA                  Cash                       8304               0.001
     Portfolio Swap         13/12/2019               NA                  Cash                     14232                0.002
     Portfolio Swap         23/06/2020               NA                  Cash                     29276                0.004
     Portfolio Swap         09/03/2020               NA                  Cash                    100379                0.013
     Portfolio Swap         21/02/2020               NA                  Cash                     38818                0.005
     Portfolio Swap         02/03/2020               NA                  Cash                     56396                0.007
                                                                  SUBTOTAL
                                                                  8.B.2
                                                                                             5,299,385             0.692



9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an “X”)
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not
control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii

Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity xiv
(please add additional rows as necessary)
                                                                    % of voting rights
                                 % of voting rights if it                                            Total of both if it
                                                                  through financial in-
                                  equals or is higher                                               equals or is higher
          Namexv                                                  struments if it equals
                                  than the notifiable                                               than the notifiable
                                                                  or is higher than the
                                       threshold                                                        threshold
                                                                   notifiable threshold
       Barclays Plc                          NA                               NA                             5.961

    Barclays Bank Plc                        NA                               NA                             5.961
Barclays Capital Securi-
                                             NA                             5.331                            5.404
        ties Ltd
       Palomino Ltd                          NA                               NA                              NA


10. In case of proxy voting, please identify:
Name of the proxy holder

The number and % of voting rights held

The date until which the voting rights will be held


11. Additional informationxvi
 Place of completion      London

 Date of completion       15 May 2019

For further information contact:


Verity Cox
Assistant Company Secretary
Tel: +44 (0)20 7887 1000

Hammerson has its primary listing on the London Stock Exchange and a secondary inward listing on the
Johannesburg Stock Exchange.

16 May 2019

Sponsor:
Investec Bank Limited

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