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KORE POTASH PLC - CDI Monthly Movement

Release Date: 03/11/2021 09:00
Code(s): KP2     PDF:  
Wrap Text
CDI Monthly Movement

Kore Potash plc
(Incorporated in England and Wales)
Registration number 10933682
ASX share code: KP2
AIM share code: KP2
JSE share code:KP2
ISIN: GB00BYP2QJ94
(“Kore Potash” or the “Company”)

3 November 2021
                                          CDI Monthly Movement

Kore Potash (ASX: KP2, AIM: KP2, JSE: KP2) advises the following movements in CDIs over its ordinary shares
during October 2021:

Balance – 30 September 2021                           656,003,590

Net Movement*                                          39,731,348

Balance – 31 October 2021                             695,734,938


* Increase/(Decrease) in the number of CDIs quoted on ASX as a result of transfers between CDIs quoted
on ASX and ordinary shares quoted on AIM and JSE, as required by the ASX to be reported on a minimum
monthly basis.

A copy of the Appendix 4A lodged with the ASX is attached below.


                                                    ENDS

             For further information, please visit www.korepotash.com or contact:


 Kore Potash                                                       Tel: +27 84 603 6238
 Brad Sampson – CEO

 Tavistock Communications                                          Tel: +44 (0) 20 7920 3150
 Jos Simson
 Edward Lee

 Canaccord Genuity – Nomad and Broker                              Tel: +44 (0) 20 7523 4600
 James Asensio
 Henry Fitzgerald-O’Connor

 Shore Capital – Joint Broker                                      Tel: +44 (0) 20 7408 4050
 Jerry Keen
 Toby Gibbs
 James Thomas

 Questco Corporate Advisory - JSE Sponsor                          Tel: +27 (11) 011 9205
 Doné Hattingh

This appendix is available as an online form
Only use this form if the online version is not available                                                         +Rule 4.11


                                                   Appendix 4A
                                  Statement of CDIs on issue
Information and documents given to ASX become ASX’s property and may be made public.

*Denotes minimum information required for first lodgement of this form.


Part 1 – Entity and announcement details
 Question      Question                                  Answer
 no
 1.1           *Name of entity                           KORE POTASH PLC
               We (the entity named above) provide
               the following information about our
               issued capital.1

 1.2           *Registration type and number             ARBN 621843614
               Please supply your ABN, ARSN,
               ARBN, ACN or another registration
               type and number (if you supply
               another registration type, please
               specify both the type of registration
               and the registration number).

 1.3           *ASX issuer code                          KP2
 1.4           *The announcement is                      * New announcement
               Tick whichever is applicable.             Ad Update/amendment to previous announcement
                                                         Ad Cancellation of previous announcement
 1.4a          *Reason for update                        N/A
               Mandatory only if “Update” ticked in
               Q1.4 above. A reason must be
               provided for an update.

 1.4b          *Date of previous                         N/A
               announcement to this update
               Mandatory only if “Update” ticked in
               Q1.4 above.

 1.4c          *Reason for cancellation                  N/A
               Mandatory only if “Cancellation” ticked
               in Q1.4 above.

 1.4d          *Date of previous                         N/A
               announcement to this
               cancellation
               Mandatory only if “Cancellation” ticked
               in Q1.4 above.
 1.5           *Date of this announcement                Wednesday, 3 November 2021



1 Listing rule 4.11 requires an entity that has a dual listing on ASX and an overseas exchange and has CDIs issued over quoted
 securities, to complete an Appendix 4A and give it to ASX within 5 business days of the end of each month. An entity that has a
 dual listing on ASX and an overseas exchange and that is proposing to issue new equity securities and to have quoted CDIs
 over some or all of them, should notify ASX of the proposed issue of the underlying securities using an Appendix 3B and apply
 for the CDIs to be quoted using an Appendix 2A.



+ See chapter 19 for defined terms
1 December 2019                                                                                                  Page 1

This appendix is available as an online form                                                              Appendix 4A
                                                                                            Statement of CDIs on issue


Part 2 – Details of CDIs and other securities on issue
 Question      Question                                                   Answer
 No.
 2.1           *Statement for month and year                              Month: October
               Appendix 4A should be provided within 5 business           Year: 2021
               days of the calendar month end, regardless of whether
               there is a change or not.

 2.2           *Number and class of all ASX-quoted CDIs on issue:
               Repeat the following information for each class of CDIs quoted on ASX

                 ASX security code:                   Security description:                  CDI ratio2:
                 KP2                                  CHESS DEPOSITARY                       1:1
                                                      INTERESTS 1:1
                 Total number of CDIs                 Total number of CDIs                   Net difference3 (A-B):
                 quoted on ASX at end of              quoted on ASX at end of
                 statement month (A):                 previous month (B):
                 695,734,938                          656,003,590                            39,731,348


                 Reason for change:
                 Net transfers of securities between CDIs and ordinary shares as quoted / held on AIM
                 and JSE


               If the total number of CDIs quoted on ASX at the end of the statement month (A), is greater
               than the total number of CDIs for which the entity has previously paid an initial listing fee or
               an additional listing fee under Table 1A and 1C of Guidance Note 15A (C), the entity hereby
               applies for +quotation of the difference (A – C) and agrees to the matters set out in
               Appendix 2A of the ASX Listing Rules.


 2.3           *Number and class of all issued securities not represented by CDIs quoted on ASX:
               Repeat the following table for each class of issued securities not represented (in whole or in part) by CDIs quoted
               on ASX

                 ASX security code:                   Security description:
                 KP2AA                                ORDINARY FULLY PAID
                 Total number of securities           Total number of securities             Net difference (A-B):
                 at end of statement month            at end of previous month
                 (A):                                 (B):
                 2,679,759,508                        2,719,490,856                          (39,731,348)
                 Reason for change:
                 Net transfers of 39,731,348 securities between CDIs and ordinary shares as quoted /
                 held on AIM and JSE




2 This is the ratio at which CDIs can be transmuted into the underlying security (e.g. 4:1 means 4 CDIs represent 1 underlying
  security whereas 1:4 means 1 CDI represents 4 underlying securities).

3 The net difference should equal the number of underlying securities transmuted into CDIs during the month less the number of
  CDIs transmuted into underlying securities during the month

+ See chapter 19 for defined terms
1 December 2019                                                                                                   Page 2
This appendix is available as an online form                                            Appendix 4A
                                                                          Statement of CDIs on issue



                ASX security code:           Security description:
                KP2AB                        OPTION EXPIRING VARIOUS DATES EX VARIOUS
                                             PRICES
                Total number of securities   Total number of securities   Net difference (A-B):
                at end of statement month    at end of previous month
                (A):                         (B):
                26,900,000                   26,900,000                   0
                Reason for change:
                Not applicable


                ASX security code:           Security description:
                KP2AF                        OPTION EXPIRING 01-JAN-2024 EX 2.2
                Total number of securities   Total number of securities   Net difference (A-B):
                at end of statement month    at end of previous month
                (A):                         (B):
                20,000,000                   20,000,000                   0
                Reason for change:
                Not applicable


                ASX security code:           Security description:
                KP2AC                        PERFORMANCE RIGHTS
                Total number of securities   Total number of securities   Net difference (A-B):
                at end of statement month    at end of previous month
                (A):                         (B):
                2,310,000                    2,310,000                    0
                Reason for change:
                Not applicable




Introduced 01/12/19




+ See chapter 19 for defined terms
1 December 2019                                                                           Page 3

Date: 03-11-2021 09:00:00
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